Michigan FINRA expert witnesses analyze brokerage and investment conduct under FINRA rules, drawing on backgrounds in securities compliance, supervision, and portfolio management. Many have experience with Detroit-area broker-dealers, Michigan credit unions, and regional wealth firms serving manufacturing and automotive executives. They commonly evaluate suitability, churning, misrepresentation, supervisory controls, and damages.
Financial Services and Investment Management Expert Witness
Financial Services and Investment Management Expert Witness
- Review Fee
- $250/hr
- Deposition Fee
- $275/hr
- Court Fee
- $300/hr
This highly-qualified expert has nearly 15 years of experience in the financial services field, with his work involving financial planning, security valuation, portfolio management, insurance planning, and investment selection and transactions. He received his BS in psychology from the University of Michigan before earning his BBA from Michigan State University and recently went back to school to earn his MBA from the University of Michigan. He has formerly served as a financial advisor and the associate vice president of the KSG Group for Morgan Stanley before serving as the vice president for Fisher Investments. Currently, this expert is the owner of a small business consultancy in Michigan.
Owner, A small business consultancy
Master of Business Administration (MBA), University of Michigan
Troy,
Michigan