Colorado FINRA expert witnesses analyze broker-dealer conduct, securities supervision, and compliance with FINRA rules for matters tied to Colorado’s investment market. Many are former FINRA regulators, compliance officers, or securities arbitrators with experience serving Denver-area firms and Front Range investors. They evaluate suitability, churning, misrepresentations, supervisory failures, and damages calculations.
Corporate Finance, Securities & Valuation Expert Witness
Corporate Finance, Securities & Valuation Expert Witness
This highly-qualified economics and finance expert has over 30 years of experience in his field and specializes in the topics of securities and class-action litigation, corporate finance and governance, and the valuation of public and private companies. He earned his MBA in finance and applied economics from the University of Rochester and his PhD in finance from the University of Washington. He is currently an executive board member of the National Association of Corporate Directors Colorado Chapter. He also stays active in his field as an author and presenter of his field and has been quoted in the Wall Street Journal, New York Times, and Economist. Formerly, he has held positions as an associate professor of finance at the University of Utah, a visiting associate professor of finance at the University of Chicago, and a visiting professor of economics at Princeton University. He currently serves as a provost professor of finance at a large university in Colorado.
Provost Professor, A University in CO
Doctor of Philosophy (PhD), University of Washington
Colorado