Illinois FINRA expert witnesses analyze broker-dealer conduct, securities supervision, and compliance with FINRA rules for matters arising in the state’s finance sector. Many are former compliance officers, registered principals, trading supervisors, or securities arbitrators with experience in Chicago-based firms and exchanges. They commonly evaluate suitability, churning, misrepresentation, supervision failures, and damages calculations.
Corporate Governance & M&A Securities Expert Witness
Corporate Governance & M&A Securities Expert Witness
- Review Fee
- $400/hr
- Deposition Fee
- $400/hr
- Court Fee
- $400/hr
This experienced corporate finance attorney retired after a 44-year career with Bell, Boyd & Lloyd in Chicago, where he practiced in securities, corporate governance, and related areas. For 13 years, he was the Chair of his firm's corporate and securities group, working with many large U.S. Corporations. He recently taught an M&A course at Northwestern University and currently acts as an independent consultant and a FINRA arbitrator.
Arbitrator/Mediator & Expert Witness, Independent
Juris Doctor (JD), Columbia University
Evanston,
Illinois