Bad faith expert witnesses analyze insurer conduct, claim handling, and coverage decisions to determine whether duties to policyholders were met. Drawn from backgrounds in insurance claims, underwriting, risk management, and insurance law, they assess industry standards, policy language, investigation practices, and documentation to clarify whether actions were reasonable and compliant.
Securities Accounting & Compliance Expert Witness
Securities Accounting & Compliance Expert Witness
- Review Fee
- $350/hr
- Deposition Fee
- $550/hr
This expert has over 25 years of experience in the securities industry as an accounting and compliance specialist. Industry experience with broker-dealers, registered investment advisers, hedge funds,regulation, compliance, accounting, and information technology. He has been FINRA registered since 1984 and is also a licensed Financial and Operations Principal. He currently serves as Principal for a financial compliance services firm.
Principal, Financial compliance services firm
Master of Business Administration (MBA), Garvin School of International Management
Woodland Hills,
California