Kentucky securities expert witnesses analyze broker-dealer conduct, investment suitability, and disclosure practices affecting investors across the Commonwealth. They often come from FINRA-regulated compliance, portfolio management, accounting, and banking roles tied to Louisville and Lexington financial markets. Their opinions commonly address valuation, trading records, supervision failures, and damages in securities disputes.
Corporate Governance & M&A Securities Expert Witness
Corporate Governance & M&A Securities Expert Witness
- Review Fee
- $400/hr
- Deposition Fee
- $400/hr
- Court Fee
- $400/hr
This experienced corporate finance attorney retired after a 44-year career with Bell, Boyd & Lloyd in Chicago, where he practiced in securities, corporate governance, and related areas. For 13 years, he was the Chair of his firm's corporate and securities group, working with many large U.S. Corporations. He recently taught an M&A course at Northwestern University and currently acts as an independent consultant and a FINRA arbitrator.
Arbitrator/Mediator & Expert Witness, Independent
Juris Doctor (JD), Columbia University
Evanston,
Illinois