Iowa securities expert witnesses analyze broker-dealer conduct, investment suitability, and compliance with SEC and FINRA standards. They often come from regional banks, registered investment advisers, and accounting firms serving Des Moines’ finance and insurance corridor and Iowa’s agricultural investors. These experts evaluate disclosures, valuation, trading records, and damages tied to alleged misrepresentation or fiduciary breaches.
Corporate Governance & M&A Securities Expert Witness
Corporate Governance & M&A Securities Expert Witness
- Review Fee
- $400/hr
- Deposition Fee
- $400/hr
- Court Fee
- $400/hr
This experienced corporate finance attorney retired after a 44-year career with Bell, Boyd & Lloyd in Chicago, where he practiced in securities, corporate governance, and related areas. For 13 years, he was the Chair of his firm's corporate and securities group, working with many large U.S. Corporations. He recently taught an M&A course at Northwestern University and currently acts as an independent consultant and a FINRA arbitrator.
Arbitrator/Mediator & Expert Witness, Independent
Juris Doctor (JD), Columbia University
Evanston,
Illinois