North Carolina SEC expert witnesses analyze SEC compliance, disclosures, and financial reporting tied to public companies and investment advisers. They often come from securities law, forensic accounting, broker-dealer supervision, and compliance leadership. In North Carolina, many have experience with Charlotte’s banking and fintech sector and regional public issuers. They evaluate filing accuracy, controls, materiality, and investor communications.
Mortgage-Backed & Asset-Backed Securities Expert Witness
Mortgage-Backed & Asset-Backed Securities Expert Witness
- Review Fee
- $500/hr
- Deposition Fee
- $750/hr
- Court Fee
- $750/hr
This economics Ph.D. has a broad financial background spanning mortgage-backed securities, asset-backed securities, and structured products. After earning his master's and doctorate from the University of Florida, he became a tenured Associate Professor at the University of South Carolina. The expert eventually began a successful career in finance and served in several senior positions, including as global head of MBS research at two major investment banks, CS First Boston and UBS. He also worked in two senior trading roles focused on whole loans and securities, managing portfolios upwards of $90 billion in those positions. More recently, he was the Product Manager for an MBS and ABS valuation and risk analytics consulting firm. The expert recently started his own business as an independent consultant. In this capacity he has served as an expert witness in cases involving FINRA, the SEC, and the U.S. District Court.
Founder and Principal, Private Residential Whole Loans and RMBS Consulting Business
Doctor of Philosophy (PhD), University of Florida
Raleigh,
North Carolina