Delaware SEC expert witnesses bring technical and clinical insight to SEC-related matters affecting healthcare and life sciences. They often come from compliance leadership, finance, internal audit, and academic medical centers tied to ChristianaCare and Wilmington’s biotech corridor. These experts assess disclosures, controls, revenue recognition, and governance practices connected to investigations, reporting failures, and alleged misstatements.
Corporate Bond Trading & Compliance Expert Witness
Corporate Bond Trading & Compliance Expert Witness
- Review Fee
- $400/hr
- Deposition Fee
- $400/hr
- Court Fee
- $400/hr
This highly-skilled expert has nearly 15 years of experience in corporate bond trading, operations, and compliance. He holds a bachelor's in business administration from Temple University, is a certified scrum master, and is licensed in FINRA series 7, series, 63, and series 57. He started his career as an associate for emerging market fixed income sales at HSBC Global Banking and Markets, where he later became the vice president of emerging markets debt trading. He then went on to serve as a director at Investment Placement Group and as the vice president of emerging market debt trading at both Bank Leumi and Ramirez & Co. He is currently the co-founder of a finance technology company focused on equity purchasing.
Co-Founder & Project Lead, An equity investment technology company in NY
Bachelor of Business Administration (BBA), Temple University
Huntingdon Valley,
Pennsylvania