Life insurance expert witnesses analyze policy design, underwriting, and claims handling to clarify coverage disputes and financial impacts. Drawn from backgrounds in actuarial science, underwriting, brokerage, and compliance, they assess policy language, risk classifications, premium calculations, lapse or rescission decisions, and adherence to industry standards and insurer protocols.
Securities Accounting & Compliance Expert Witness
Securities Accounting & Compliance Expert Witness
- Review Fee
- $350/hr
- Deposition Fee
- $550/hr
This expert has over 25 years of experience in the securities industry as an accounting and compliance specialist. Industry experience with broker-dealers, registered investment advisers, hedge funds,regulation, compliance, accounting, and information technology. He has been FINRA registered since 1984 and is also a licensed Financial and Operations Principal. He currently serves as Principal for a financial compliance services firm.
Principal, Financial compliance services firm
Master of Business Administration (MBA), Garvin School of International Management
Woodland Hills,
California