Minnesota insurance expert witnesses analyze coverage, underwriting, and claims practices across the state’s no-fault auto system and Upper Midwest property risks. They often come from carrier leadership, independent adjusting, actuarial science, and risk management roles serving Twin Cities insurers and regional employers. These experts evaluate policy interpretation, claim handling standards, damages valuation, and industry compliance.
FINRA Securities Litigation and Compliance Expert Witness
FINRA Securities Litigation and Compliance Expert Witness
- Review Fee
- $500/hr
- Deposition Fee
- $600/hr
This expert is the President and Chief Compliance Officer of a Registered Investment Advisory firm that he established in the 1980s. His credentials are numerous including being an Accredited Investment Fiduciary (AIF), Certified Fraud Examiner (CFE), Life Underwriter Training Council Fellow (LUTCF), and recognized by the Minnesota Supreme Court as a Qualified Neutral under Minnesota Rule 114 of Standard Practice in Mediation and Arbitration. He was formerly a Registered Securities Principal with nationally recognized FINRA Registered Broker Dealers and held numerous securities licenses and registrations. He proudly serves as a FINRA and NFA Dispute Resolution Arbitrator.
FINRA Dispute Resolution Arbitrator, A capital management group in MN
Bloomington,
Minnesota