Trust administration expert witnesses analyze fiduciary conduct, trust accounting, and asset management to clarify whether trustees met professional and legal standards. Drawn from backgrounds in trust and estate law, wealth management, and fiduciary services, they evaluate trust documents, distributions, tax reporting, fee structures, and compliance with governing instruments.
FINRA Securities Arbitration Expert Witness
FINRA Securities Arbitration Expert Witness
- Review Fee
- $400/hr
This highly qualified expert is a licensed FINRA arbitrator with years of experience in trusts, treasuries and financial planning. He received his BS degree from Florida Southern College and completed his training in securities at FINRA, Wharton and the New York Institute of Finance. He is a former branch manager at Merrill Lynch and the former manager of the New York City District Professional Resource Center, which is comprised of over 40 specialists serving 700+ brokers and clients. He has reviewed 1000+ daily trade blotters and has been involved in dozens of employment situations.
Resident Manager & Broker, Merrill Lynch
Bachelor of Science (BS), Florida Southern College
Manchester,
Maine