Retirement plan expert witnesses analyze the design, administration, and performance of 401(k), pension, and other qualified plans. Drawing on backgrounds in actuarial science, fiduciary consulting, and plan administration, they assess ERISA compliance, fee structures, investment options, disclosures, and recordkeeping to clarify whether plans meet industry standards.
Certified Financial Planning & Product Brokerage Expert Witness
Certified Financial Planning & Product Brokerage Expert Witness
This highly qualified expert has over 32 years of experience in intangibles consultative sales and client-facing compliance. He earned his BA in economics from the Virginia Military Institute and his MBA from the College of William & Mary. He is a certified financial planner and business intermediary as well as a chartered life underwriter and financial consultant. This expert formerly served as a financial advisor for Ameriprise Financial and as an independent broker/advisor. He currently works as an author, having recently published a book on successful financial planning.
Independent Broker & Advisor
Master of Business Administration (MBA), College of William & Mary
North Carolina