Private equity expert witnesses analyze fund formation, leveraged buyouts, portfolio company performance, and exit strategies. They are often investment professionals, valuation analysts, or corporate finance executives who assess deal structures, fiduciary duties, fee arrangements, disclosure practices, and compliance with industry and accounting standards.
Wealth Management & Brokerage Supervision Expert Witness
Wealth Management & Brokerage Supervision Expert Witness
- Review Fee
- $300/hr
This expert was a financial advisor for seven years and a supervisor of financial advisors for twelve years. As a supervisor he served as a sales manager, office manager, regional sales manager, and complex director. He managed over a thousand different advisors in different capacities over his time at Merrill Lynch. He held series 7, 9, 10, 63, 65 and insurance licenses in his capacity as supervisor. During his career he has testified in courtroom, deposition, arbitration, and mediation situations. He has dealt with regulators, attorneys, clients, judges, mediators, and advisors in all of these situations. This expert has a BA in Political Science and an MBA with a marketing concentration, both from Vanderbilt University.
President, A financial advisor consultancy
Master of Business Administration (MBA), Vanderbilt University
Montgomery,
Alabama