Investment Expert Witnesses in Tennessee

This highly qualified expert has over 32 years of experience in intangibles consultative sales and client-facing compliance. He earned his BA in economics from the Virginia Military Institute and his MBA from the College of William & Mary. He is a certified financial planner and business intermediary as well as a chartered life underwriter and financial consultant. This expert formerly served as a financial advisor for Ameriprise Financial and as an independent broker/advisor. He currently works as an author, having recently published a book on successful financial planning.

This highly-qualified expert has extensive experience in the field of finance, accounting, and business management. He received his BS in business administration from American University before earning his MBA in finance and marketing from Palm Beach Atlantic University, where he graduated summa cum laude. He then went on to earn his DBA in finance and management from Nova Southeastern University, graduating magna cum laude. This expert has over 25 years of applied experience in the field, serving as the vice president of investments at Dominick & Dominick, Ferris Baker Watts, and Wheat First Securities, as well as the vice president of commercial lending at Potomac Valley Bank and Millennium Bank. For 15 years, he has worked in an academic setting, helping to design and develop core finance curriculum for several universities. He has been a member of the adjunct finance faculty for Averett University, Keller School of Management, University of Maryland University College, and served as an assistant professor of finance, management, and business at Argosy University. Currently, this expert is an adjunct instructor of finance for an online MBA program, an adjunct instructor of finance, management and business for multiple universities, and an adjunct professor of finance at a Virginia university.

This highly-qualified expert has extensive experience as a firefighter and is equipped with a deep understanding of OSHA standards. He earned his BA in emergency and disaster management from American Public University and his MBA in finance from Columbia Southern University. He holds several certifications, including Six Sigma white belt and OSHA's 10 hour construction industry and 30 hour general industry certifications. He is active in his field as a member of several organizations, including the International Association of Emergency Managers and the North Carolina State Firemen's Association. He has formerly served as the safety director for Lakey's Backhoe Service and senior captain of the Kannapolis Fire Department. Currently, this expert is the deputy chief of a North Carolina fire department, as well as the safety officer for a North Carolina county department.

This expert has demonstrated experience in the fields of economics, telecommunications, and estate planning. He earned both his BA in management and business and his MA in economics from North Carolina State University. He is a certified estate advisor and a registered financial consultant. Additionally, this expert holds licenses for life, health, and accident insurance, long term care insurance, and Medigap supplemental insurance. He is active in his field as a member of several organizations including the International Association of Registered Financial Consultants and the National Association of Financial and Estate Planners. He previously served as a supervising field engineer for General Telephone Corporation, a staff engineer for Concord Telephone Company, the director of marketing and strategic planning for Tel-Amco, an investment broker for A.G. Edwards & Sons, general manager for GVNW, and executive director of marketing for Madison River Communications. For over 20 years, this expert has served as the president of a marketing and telecommunications consultancy in North Carolina.

This expert is a nationally recognized expert on banking and real estate finance, both residential and commercial. Having earned his BS in accounting and finance from Georgetown University, he served as a partner at KPMG for decades. He is a certified mortgage banker and public accountant with significant industry experience in real estate, consumer and commercial lending, fixed income markets, and securitization. Currently, he is the CEO of a real estate finance firm in Virginia.

This highly qualified expert has over 20 years of experience in financial planning and advising. He received his BS from Virginia Tech. Currently, this expert is a certified financial planner and an accredited investment fiduciary. This expert has completed the series 65, series 7, and series 63 through the National Association of Securities Dealers. Previously, this expert served as a financial advisor for The Guardian, John Hancock, Morgan Stanley, and Merrill Lynch. Today, he is the CEO of a family financial planning office in Georgia. Additionally, this expert has authored a financial planning book.

This expert has been involved in actuarial consulting for over 10 years. He holds a Master's of Science in Statistics as well as a Doctorate in Mathematics. An Editor of the ASTIN Bulletin - The Journal of the International Actuarial Association, he also serves as a peer-reviewer for 20 other scientific journals in the areas of finance, mathematics, and insurance. He is a former Assistant Consultant with the Institute for Finance and Actuarial Science and has been an invited presenter at more than 10 national and international conferences and professional meetings. This expert is currently an Associate Professor of Risk Management and Insurance at a major university.

This economics Ph.D. has a broad financial background spanning mortgage-backed securities, asset-backed securities, and structured products. After earning his master's and doctorate from the University of Florida, he became a tenured Associate Professor at the University of South Carolina. The expert eventually began a successful career in finance and served in several senior positions, including as global head of MBS research at two major investment banks, CS First Boston and UBS. He also worked in two senior trading roles focused on whole loans and securities, managing portfolios upwards of $90 billion in those positions. More recently, he was the Product Manager for an MBS and ABS valuation and risk analytics consulting firm. The expert recently started his own business as an independent consultant. In this capacity he has served as an expert witness in cases involving FINRA, the SEC, and the U.S. District Court.

This expert is an associate professor in the Personal Financial Planning Department at a prominent Midwestern university. Completing her undergraduate studies in International Relations in China, she received her doctoral degree in Family Resource Management from The Ohio State University. Her research interests focus on helping individuals make informed financial decisions, specifically, decisions related to their portfolio management, financial risk-taking, as well as intertemporal consumption, savings and debt management. She received the best paper award from the CFP Board, AARP, and American Association of Family & Consumer Sciences. She serves as an associate editor for the Family and Consumer Sciences Research Journal and as a member on the editorial board of the Journal of Financial Counseling and Planning, the Journal of Personal Finance and the Journal of Asian Families and as a reviewer for a number of academic journals and conferences. She is frequently invited to speak at national academic and corporate conferences. She regularly works with the China Center for Financial Research at a university in Beijing and played a pivotal role in the design and execution of their first national survey of Chinese Consumer Finance and Investor Education.

This expert was a financial advisor for seven years and a supervisor of financial advisors for twelve years. As a supervisor he served as a sales manager, office manager, regional sales manager, and complex director. He managed over a thousand different advisors in different capacities over his time at Merrill Lynch. He held series 7, 9, 10, 63, 65 and insurance licenses in his capacity as supervisor. During his career he has testified in courtroom, deposition, arbitration, and mediation situations. He has dealt with regulators, attorneys, clients, judges, mediators, and advisors in all of these situations. This expert has a BA in Political Science and an MBA with a marketing concentration, both from Vanderbilt University.

This highly qualified expert has over 25 years of experience in the commercial real estate finance industry and his expertise includes real estate asset management, mortgage loan servicing, risk assessment and mitigation and relationship management. After receiving his bachelor's degree in Business Administration and Finance from Georgia State University, this expert went on to be a Contract Administrator at the Federal Asset Disposition Association. He then worked as a Contract Specialist at Resolution Trust Corporation before becoming a Director at Kilburn-Young Asset Management Corp. From there, this expert worked as the Vice President of Portfolio Management at CapMark Services LP, where he was responsible for negotiation of servicing and asset management agreements, determination of scopes of work, deal implementation, oversight of complex borrower requests and managing a staff of real estate and portfolio management professionals. For the most recent 15 years, this expert worked as the Vice President and Head of Servicing at Voya Investment Management, where he was responsible for the servicing, administration, and surveillance of commercial real estate mortgage loan portfolios totaling $12+ billion. Currently, he provides consulting services to the commercial lending industry.