Bank negligence expert witnesses analyze whether financial institutions met professional standards in account management, lending, and fraud prevention. These experts are often former bank executives, compliance officers, auditors, or risk managers who evaluate internal controls, regulatory adherence, transaction monitoring, and customer due diligence procedures.
Asset Management and Investment Banking Expert Witness
Asset Management and Investment Banking Expert Witness
This expert has over 30 years of experience in asset management. He earned his BS in industrial and operations engineering from the University of Michigan before earning his MBA from Harvard University. He is licensed by the National Futures Association in national commodity futures and is a member of the National Futures Association Hearing Committee. Throughout his career, he has held multiple distinguished leadership roles. He was the vice president of investment banking for Donaldson, Lufkin, and Jenrette, and the vice president of Commercial Union Capital Corporation. While working for ABN AMRO Bank N.V., he rose from the head of financial engineering to the role of president and CEO of ABN AMRO. He was a founder and managing partner of Mumford Capital Partners, an equity partner of 2100 Xenon Group, and a partner of Emerging Edge Group. Currently, this expert serves as the chief financial officer, chief compliance officer, and secretary to the board of a registered investment advisor based in Illinois.
Chief Compliance Officer, A registered investment advisor in IL
Master of Business Administration (MBA), Harvard University
Illinois